Wilk Auslander is a dynamic presence in the area of securities litigation. Our work includes defending securities class actions and derivative lawsuits; litigating FINRA arbitrations; and representing broker dealers, registered persons, and other financial professionals in investigations by regulators (including congressional inquiries) and self-regulatory organizations (SROs). We also assist distressed debt holders in enforcement and other proceedings, represent public companies in litigation involving securities issued by such companies, and provide essential risk management solutions for our clients’ securities needs.
Our clients include investment banks, private equity firms, hedge funds, underwriters, and multinational corporations. Wilk Auslander’s experience and knowledge allow us to provide clients with skillful advocacy that develops and executes a strategy tailored to each client’s business and regulatory requirements.
Our securities litigation team vigorously represents our clients in state and federal courts throughout the United States in cases of national importance. We defend class and individual actions under the Securities Act of 1933 and the Securities Exchange Act of 1934, including actions alleging 10b-5 and Sections 11 and 12 liability. We also regularly handle mergers and acquisitions-related litigation.
We have secured numerous successful outcomes for our clients, including dismissals of actions at the pleading stage.